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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-10-28
  • WA RA
    APPROVED
    Since 2022-10-28

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Balance Lynnwood WA 12/2016 08/2018
Tommy Bahama Seattle WA 02/2019 03/2020
Ubs Financial Services.iNc Bellevue WA 01/2022 Present
University Of Washington Seattle WA 09/2018 06/2021
Bothell High School Bothell WA 09/2015 06/2018
Cascadia Community College Bothell WA 09/2016 06/2018
Unemployed Bothell WA 06/2021 01/2022
  • 12/2016 → 08/2018
    New Balance
    Lynnwood, WA
  • 02/2019 → 03/2020
    Tommy Bahama
    Seattle, WA
  • 01/2022 → Present
    Ubs Financial Services.iNc
    Bellevue, WA
  • 09/2018 → 06/2021
    University Of Washington
    Seattle, WA
  • 09/2015 → 06/2018
    Bothell High School
    Bothell, WA
  • 09/2016 → 06/2018
    Cascadia Community College
    Bothell, WA
  • 06/2021 → 01/2022
    Unemployed
    Bothell, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28

View on SEC IAPD

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