Shawn Ernest Wermerskirchen

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
MN	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2021-03-08
MN RA
APPROVED

Since 2017-03-25

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Elk River, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities, Inc.	Bloomington	MN	05/2006	03/2017
Mml Investors Services, Llc	Plymouth	MN	03/2017	Present
Massmutual Life Insurance Co	Plymouth	MN	07/2016	Present

05/2006 → 03/2017

Metlife Securities, Inc.

Bloomington, MN
03/2017 → Present

Mml Investors Services, Llc

Plymouth, MN
07/2016 → Present

Massmutual Life Insurance Co

Plymouth, MN

Previous Registrations

2014-02-03 → 2017-03-25

Msi Financial Services, Inc.

Minnetonka, MN

Other Businesses

Name: Wealth Harbor Advisory, LLC Inv rel: Y Add: 2 Carlson Pkwy N, Suite 320, Plymouth, MN 55447 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start date: 04/24/2024 No. HR/MO: 1 No. HR/MO dur trading: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-07-10

S63 Uniform Securities Agent State Law Examination

2006-07-10

Other Names

Shawn Wermerskirchen

View on SEC IAPD