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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-25
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-10-25
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

800 E Canal Street Suite 950, Richmond, VA 23219 • United States

Rockville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 02/2022 08/2023
Vam Partners- Irongate Capital Advisors Richmond VA 02/2022 Present
Securian Financial Services Saint Paul MN 01/2022 02/2022
Vam Partners- Irongate Capital Advisors Richmond VA 01/2022 02/2022
Worth Higgins & Associates, Inc. Richmond VA 06/1997 12/2021
Worth Higgins & Associates, Inc Richmond VA 12/2021 12/2023
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cetera Wealth Services, Llc Richmond VA 08/2023 Present
  • 02/2022 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 02/2022 → Present
    Vam Partners- Irongate Capital Advisors
    Richmond, VA
  • 01/2022 → 02/2022
    Securian Financial Services
    Saint Paul, MN
  • 01/2022 → 02/2022
    Vam Partners- Irongate Capital Advisors
    Richmond, VA
  • 06/1997 → 12/2021
    Worth Higgins & Associates, Inc.
    Richmond, VA
  • 12/2021 → 12/2023
    Worth Higgins & Associates, Inc
    Richmond, VA
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Richmond, VA
Previous Registrations
  • 2022-06-10 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    St. Paul, MN
Other Businesses

1. *Associate for Corporate Growth Richmond; non investment related; Richmond, VA; non profit networking organization; board member; 3 hrs/mo; 3 hrs/mo trading. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2022; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, ADVISORY AND INSURANCE SERVICES; 4. NAME OF OTHER BUSINESS: THE CULTURAL ARTS CENTER AT GLEN ALLEN; INVESTMENT RELATED: NO; ADDRESS: 2880 MOUNTAIN RD, GLEN ALLEN, VA 23060; NATURE OF BUSINESS: BOARD; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEET AS A BOARD 6 TIMES A YEAR, AND GIVE GUIDANCE TO THE CEO OF THE CACGA;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-02
  • S66 Uniform Combined State Law Examination
    2022-06-02
Other Names
  • Benny Bowman
  • Mick Bowman
  • Benjamin Clyde Bowman

View on SEC IAPD

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