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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-29
  • NC RA
    APPROVED
    Since 2026-07-29

Branch Locations

343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Fort Bragg NC 12/2014 08/2019
Steward Wealth Strategies Raleigh NC 01/2022 Present
Nc State University Raleigh NC 08/2019 05/2022
Fsc Raleigh NC 04/2023 11/2023
Osaic Wealth, Inc. Raleigh NC 11/2023 07/2026
Lpl Financial Llc Raleigh NC 07/2026 Present
  • 12/2014 → 08/2019
    Us Army
    Fort Bragg, NC
  • 01/2022 → Present
    Steward Wealth Strategies
    Raleigh, NC
  • 08/2019 → 05/2022
    Nc State University
    Raleigh, NC
  • 04/2023 → 11/2023
    Fsc
    Raleigh, NC
  • 11/2023 → 07/2026
    Raleigh, NC
  • 07/2026 → Present
    Raleigh, NC
Previous Registrations
Other Businesses

1. 07/2026 - Steward Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/28/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-05
  • S66 Uniform Combined State Law Examination
    2025-05-05
Designations

View on SEC IAPD

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