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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2024-03-25 |
Branch Locations
188 W Northern Lights Blvd. Suite 1210, Anchorage, AK 99503 • United States
9276 East Coho Circle Suite 102, Palmer, AK 99645 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Anchorage | AK | 12/2021 | 03/2024 |
| University Of Alaska Anchorage | Anchorage | AK | 10/2008 | 12/2021 |
| Raymond James & Associates, Inc | Anchorage | AK | 03/2024 | Present |
(1)Name of Business: University of Alaska Address: 3550 Providence Dr, Anchorage, AK, 99508, United States Activity Type: Non profit Position/Title: Other Investment Related: No Start Date: 10/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I keep statistics for the University of Alaska Anchorage Athletic Department at the men's and women's basketball games, seasonally for 10-20 hours/month between October and March.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-15 |
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