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Christian Heredia-Bauer

Betterment

Brooklyn, NY

New York, NY

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Current Employers
Betterment

450 West 33Rd Street Floor 11, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-04
TX RA APPROVED 2026-05-04
  • NY RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED
    Since 2026-05-04

Branch Locations

Brooklyn, NY • United States

450 West 33Rd Street Floor 11, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 03/2022 12/2023
Romeos Pizza Columbus OH 04/2021 03/2022
Dasco Hme Columbus OH 09/2021 12/2021
Veracast Columbus OH 11/2020 09/2021
Raterlabs Kirkland WA 11/2020 07/2021
Doordash Columbus OH 09/2021 03/2022
Instacart Columbus OH 09/2020 03/2022
Battelle Columbus OH 05/2020 09/2020
Papa Johns Columbus OH 06/2017 03/2020
Uber Columbus OH 11/2016 03/2020
Ohio State Columbus OH 08/2013 05/2019
Wings Over Columbus OH 10/2019 10/2019
J.P. Morgan Securities Llc Westerville OH 03/2024 04/2025
Oasis Outsourcing Columbus OH 07/2018 08/2018
Unemployed Columbus OH 04/2020 04/2020
L&E Research Columbus OH 11/2021 03/2022
Unemployed Columbus OH 01/2024 02/2024
Stand Up Comedy Columbus OH 05/2024 Present
Betterment New York NY 02/2026 Present
  • 03/2022 → 12/2023
    Columbus, OH
  • 04/2021 → 03/2022
    Romeos Pizza
    Columbus, OH
  • 09/2021 → 12/2021
    Dasco Hme
    Columbus, OH
  • 11/2020 → 09/2021
    Veracast
    Columbus, OH
  • 11/2020 → 07/2021
    Raterlabs
    Kirkland, WA
  • 09/2021 → 03/2022
    Doordash
    Columbus, OH
  • 09/2020 → 03/2022
    Instacart
    Columbus, OH
  • 05/2020 → 09/2020
    Battelle
    Columbus, OH
  • 06/2017 → 03/2020
    Papa Johns
    Columbus, OH
  • 11/2016 → 03/2020
    Uber
    Columbus, OH
  • 08/2013 → 05/2019
    Ohio State
    Columbus, OH
  • 10/2019 → 10/2019
    Wings Over
    Columbus, OH
  • 03/2024 → 04/2025
    Westerville, OH
  • 07/2018 → 08/2018
    Oasis Outsourcing
    Columbus, OH
  • 04/2020 → 04/2020
    Unemployed
    Columbus, OH
  • 11/2021 → 03/2022
    L&E Research
    Columbus, OH
  • 01/2024 → 02/2024
    Unemployed
    Columbus, OH
  • 05/2024 → Present
    Stand Up Comedy
    Columbus, OH
  • 02/2026 → Present
    New York, NY
Previous Registrations
Other Businesses

Entity Name: Stand Up Comedy Investment related: No Address: New York, NY Nature of the other business: Comedian Position/Title/Relationship: Employee/Contractor Start Date: 05/09/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I do stand up comedy and get paid sometime

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-24
  • S66 Uniform Combined State Law Examination
    2023-03-24
Other Names
  • Christian Heredia-Bauer
  • Christian Heredia Bauer
  • Christian H Bauer

View on SEC IAPD

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