Stephen C Poplaski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-14
RI	RA	APPROVED	2022-10-21

TX RA
APPROVED

Since 2022-12-14
RI RA
APPROVED

Since 2022-10-21

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Providence, RI • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America	Providence	RI	12/2021	Present
Asia Grille Llc	Providence	RI	08/2020	04/2022
H&R Block	Providence	RI	12/2020	08/2021
Pranzi Catering	Providence	RI	04/2018	05/2020
Self Employed	Providence	RI	01/2012	12/2020
Ri State Government	Providence	RI	06/2020	07/2020
Johnson &Whales University	Providence	RI	03/2015	11/2018

12/2021 → Present

Bank Of America

Providence, RI
08/2020 → 04/2022

Asia Grille Llc

Providence, RI
12/2020 → 08/2021

H&R Block

Providence, RI
04/2018 → 05/2020

Pranzi Catering

Providence, RI
01/2012 → 12/2020

Self Employed

Providence, RI
06/2020 → 07/2020

Ri State Government

Providence, RI
03/2015 → 11/2018

Johnson &Whales University

Providence, RI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-30

S66 Uniform Combined State Law Examination

2022-09-30

View on SEC IAPD

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