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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-08
TX RA APPROVED 2023-07-27
  • FL RA
    APPROVED
    Since 2024-08-08
  • TX RA
    APPROVED
    Since 2023-07-27

Branch Locations

5805 Se Federal Hwy, Stuart, FL 34997 • United States

900 Se Federal Hwy, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cos Cob CT 12/2021 Present
Bank Of America N.A. Cos Cob CT 12/2021 Present
Town Of Bethel Health Department Bethel CT 10/2020 11/2021
Ithaca College Ithaca NY 02/2015 09/2020
Auden Ithaca Ithaca NY 02/2020 03/2020
Town Of Bethel- Town Clerk Bethel CT 09/2020 11/2020
Town Of Bethel- Building Department Bethel CT 07/2020 12/2021
Jr's Providence Llc Providence RI 05/2017 08/2017
  • 12/2021 → Present
    Cos Cob, CT
  • 12/2021 → Present
    Bank Of America N.A.
    Cos Cob, CT
  • 10/2020 → 11/2021
    Town Of Bethel Health Department
    Bethel, CT
  • 02/2015 → 09/2020
    Ithaca College
    Ithaca, NY
  • 02/2020 → 03/2020
    Auden Ithaca
    Ithaca, NY
  • 09/2020 → 11/2020
    Town Of Bethel- Town Clerk
    Bethel, CT
  • 07/2020 → 12/2021
    Town Of Bethel- Building Department
    Bethel, CT
  • 05/2017 → 08/2017
    Jr's Providence Llc
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-07
  • S66 Uniform Combined State Law Examination
    2023-06-07

View on SEC IAPD

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