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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-04-21
  • MT RA
    APPROVED
    Since 2023-04-21

Branch Locations

Malta, MT • United States

1131 S Main St, Kalispell, MT 59901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B&C French Llc Malta MT 12/2014 Present
French Wealth Management Malta MT 01/2022 Present
Lpl Financial Llc Malta MT 12/2021 Present
  • 12/2014 → Present
    B&C French Llc
    Malta, MT
  • 01/2022 → Present
    French Wealth Management
    Malta, MT
  • 12/2021 → Present
    Malta, MT
Other Businesses

1) 5/2022- French Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Malta, MT 2) 5/2022- B&C French LLC- Agriculture- Secretary/ Bookkeeper/ Ranch hand - non inv. related- 37737 Content Rd. Malta, MT- start date 12/1/2014- 200hrs/mth 3) 12/09/2024 - 96 Livestock, LLC - Other - Agriculture - Owner/Member - Not Investment Related - Home Based - Start Date 09/11/2024 - 64 hours per month/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03
Other Names
  • Taylor Sara Yuzwa

View on SEC IAPD

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