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Austen David Clark

Northrock Partners, LLC

San Francisco, CA

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-12
  • CA RA
    APPROVED
    Since 2026-02-12

Branch Locations

432 Clay Street, San Francisco, CA 94111 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ballentine Partners, Llc Waltham MA 10/2021 02/2025
Stonestreet Winery Healdsburg CA 08/2021 10/2021
Nera Economic Consulting New York NY 09/2020 05/2021
Momentum Inc Warwick RI 10/2018 05/2020
Exiger Llc New York NY 06/2019 08/2019
Rhode Island Country Club Barrington RI 06/2016 08/2018
Aquasport Jetski Rentals West Dennis MA 06/2016 09/2017
Brown University Providence RI 09/2016 05/2020
Unemployed Providence RI 05/2021 08/2021
Northrock Partners, Llc San Francisco CA 08/2025 Present
Unemployed Rumford RI 03/2025 08/2025
Unemployed Providence NY 05/2020 09/2020
  • 10/2021 → 02/2025
    Ballentine Partners, Llc
    Waltham, MA
  • 08/2021 → 10/2021
    Stonestreet Winery
    Healdsburg, CA
  • 09/2020 → 05/2021
    Nera Economic Consulting
    New York, NY
  • 10/2018 → 05/2020
    Momentum Inc
    Warwick, RI
  • 06/2019 → 08/2019
    Exiger Llc
    New York, NY
  • 06/2016 → 08/2018
    Rhode Island Country Club
    Barrington, RI
  • 06/2016 → 09/2017
    Aquasport Jetski Rentals
    West Dennis, MA
  • 09/2016 → 05/2020
    Brown University
    Providence, RI
  • 05/2021 → 08/2021
    Unemployed
    Providence, RI
  • 08/2025 → Present
    Northrock Partners, Llc
    San Francisco, CA
  • 03/2025 → 08/2025
    Unemployed
    Rumford, RI
  • 05/2020 → 09/2020
    Unemployed
    Providence, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-02
  • S65 Uniform Investment Adviser Law Examination
    2022-02-02
Other Names
  • Austen Clark

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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