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Gil Gabbay

LPl Financial LLC

Naples, FL

Boca Raton, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-08
  • FL RA
    APPROVED
    Since 2022-11-08

Branch Locations

801 Laurel Oak Drive Suite 600, Naples, FL 34108-2737 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Financial Group Montreal 01/2005 05/2022
Lpl Financial Naples FL 05/2022 Present
Bmo Harris Bank Montreal 05/2022 Present
  • 01/2005 → 05/2022
    Bmo Financial Group
    Montreal
  • 05/2022 → Present
    Lpl Financial
    Naples, FL
  • 05/2022 → Present
    Bmo Harris Bank
    Montreal
Other Businesses

1- 05/2022 / BMO Harris Bank / DBA for LPL Business (entity for LPL business) / Investment Related / Naples, FL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01

View on SEC IAPD

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