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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-24 |
| FL | RA | APPROVED | 2024-01-05 |
Branch Locations
Punta Gorda, FL • United States
117 Herald Court Suite 113, Punta Gorda, FL 33950 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Punta Gorda | FL | 12/2021 | 04/2022 |
| Boys & Girls Clubs Of Charlotte County, Inc. | Port Charlotte | FL | 02/2018 | 08/2023 |
| Marketing Arm International, Inc. | Port Charlotte | FL | 11/2004 | 04/2017 |
| Ml Global Resources, Inc. | Punta Gorda | FL | 04/2017 | 12/2017 |
| Morgan Stanley | Punta Gorda | FL | 08/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2024 | Present |
ML Global Resources, Inc. - Owner Non investment related business. Organic Pesticides distribution agent Address: 115 Gilchrist Street, Unit 1, Punta Gorda, FL 33950 Position: Owner Start date: August 2017 Total hours per month devoted to ML Global Resources, Inc.: 4 hours - over the weekend. No time will be devoted to other business during securities trading hours. Duties relating to the other business: Contract holder for pesticides distribution, review orders and ensure manufacturing plant complies with deliveries.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-04 |
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