Nicholas J Mccoy

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-04-18
TX	RA	APPROVED	2022-04-18

CA RA
APPROVED

Since 2022-04-18
TX RA
APPROVED

Since 2022-04-18

Branch Locations

5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel	San Diego	CA	12/2021	Present
Los Angeles Angels	Anaheim	CA	09/2016	11/2021

12/2021 → Present

Stifel

San Diego, CA
09/2016 → 11/2021

Los Angeles Angels

Anaheim, CA

Other Businesses

1. McCoy family rental property; 938 Doris Dr Encinitas CA 92024; rental property; This is a residential property that my wife Dana McCoy and I own in Encinitas, CA. Our intention is to provide a furnished, long-term rental to tenants beginning 10/2026; passive ownership; 10/01/2026; 4 hrs/quarter; Not during security trading hours; Investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-15

S66 Uniform Combined State Law Examination

2022-04-15

Designations

Other Names

Nick Mccoy

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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