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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-10
TN RA APPROVED 2022-09-06
  • TX RA
    APPROVED
    Since 2023-03-10
  • TN RA
    APPROVED
    Since 2022-09-06

Branch Locations

Nashville, TN • United States

7101 Adams Dr, Fairview, TN 37062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Fairview TN 07/2022 Present
Lee Ficken (Thrivent) Nashville TN 03/2022 09/2022
Sidewalk Prophets Nashville TN 11/2018 12/2021
Steadfast Coffee Nashville TN 01/2018 10/2018
Cloverton Manhattan KS 05/2014 12/2017
Thrivent Financial Appleton WI 09/2022 Present
  • 07/2022 → Present
    Fairview, TN
  • 03/2022 → 09/2022
    Lee Ficken (Thrivent)
    Nashville, TN
  • 11/2018 → 12/2021
    Sidewalk Prophets
    Nashville, TN
  • 01/2018 → 10/2018
    Steadfast Coffee
    Nashville, TN
  • 05/2014 → 12/2017
    Cloverton
    Manhattan, KS
  • 09/2022 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

DRUMMER POSITION: Drummer NATURE: Teaching and performing drums for artists. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: 4235 Sweden Dr., Hermitage TN 37076, United States DESCRIPTION: I teach and play drums for side income. I played professionally for 10 years, and I'm still accepting gigs when available.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2022-09-02

View on SEC IAPD

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