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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
PA RA APPROVED 2008-03-07
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • PA RA
    APPROVED
    Since 2008-03-07

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States

3701 Corporate Parkway Suite 320, Center Valley, PA 18034 • United States

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Radnor PA 08/2007 Present
Massmutual Life Insurance Company Radnor PA 07/2007 Present
  • 08/2007 → Present
    Mml Investors Services, Inc.
    Radnor, PA
  • 07/2007 → Present
    Massmutual Life Insurance Company
    Radnor, PA
Other Businesses

INSURANCE SALES W/ VARIOUS CARRIERS; INVEST REL; 629 ST ANTHONY LANE UPEER DARBY, PA 19082; NATURE: INSURANCE SALES; POSITION: AGENT/BROKER; 10/25/2010; 4 HR/MO 0 HR/MO DTRD. DUTIES: SALES OF CARIOUS INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-19
S63 Uniform Securities Agent State Law Examination 2007-10-29
  • S65 Uniform Investment Adviser Law Examination
    2008-02-19
  • S63 Uniform Securities Agent State Law Examination
    2007-10-29

View on SEC IAPD

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