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Linh Khanh Nguyen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-12
  • CA RA
    APPROVED
    Since 2018-02-12

Branch Locations

3075 Hansen Way, Palo Alto, CA 94304 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 09/2017 Present
Bank Of America, N.A. Palo Alto CA 09/2017 Present
Citibank N.A. Cupertino CA 03/2016 09/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-12
  • S66 Uniform Combined State Law Examination
    2018-02-12
Other Names
  • Linh Khanh Nguyen
  • Linh Nguyen

View on SEC IAPD

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