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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 12/2021 | 07/2024 |
| Instico Global Logistics | Irving | TX | 11/2019 | 12/2021 |
| C.H. Robinson | Fort Worth | TX | 06/2018 | 07/2019 |
| University Of North Texas | Denton | TX | 08/2013 | 05/2018 |
| Hempel Usa | Roanoke | TX | 10/2017 | 05/2018 |
| Dominos Pizza | Highland Village | TX | 03/2017 | 08/2017 |
| Fisher Investments | Plano | TX | 07/2024 | 07/2026 |
| Fidelity Brokerage Services Llc | Westlake | TX | 12/2021 | 06/2024 |
| Fidelity Personal And Workplace Advisors | Westlake | TX | 11/2023 | 06/2024 |
| Tiaa | Frisco | TX | 07/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 07/2026 | Present |
| Xpo Brokerage | Portland | OR | 08/2019 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-20 |
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