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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-11
  • MA RA
    APPROVED
    Since 2026-05-11

Branch Locations

53 State Street, Suite 1301, Boston, MA 02109 • United States

Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-11
  • MA RA
    APPROVED
    Since 2026-05-11

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

53 State Street Suite 1301, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ashland MA 11/2021 04/2026
Bank Of America Redwood City CA 03/2020 11/2021
E&M Auto Consulting Worcester MA 01/2018 12/2019
E&M Auto Consulting Worcester MA 07/2017 01/2018
National Army Of Republic Of Moldova Chisinau 09/2014 06/2017
Bank Of America, N.A. Ashland MA 11/2021 04/2026
Ashton Thomas Private Wealth Scottsdale AZ 04/2026 Present
Ashton Thomas Securities, Llc Rochester NY 04/2026 Present
Bank Of America Sausalito CA 01/2019 02/2020
  • 11/2021 → 04/2026
    Ashland, MA
  • 03/2020 → 11/2021
    Bank Of America
    Redwood City, CA
  • 01/2018 → 12/2019
    E&M Auto Consulting
    Worcester, MA
  • 07/2017 → 01/2018
    E&M Auto Consulting
    Worcester, MA
  • 09/2014 → 06/2017
    National Army Of Republic Of Moldova
    Chisinau
  • 11/2021 → 04/2026
    Bank Of America, N.A.
    Ashland, MA
  • 04/2026 → Present
    Scottsdale, AZ
  • 04/2026 → Present
    Rochester, NY
  • 01/2019 → 02/2020
    Bank Of America
    Sausalito, CA
Previous Registrations
Other Businesses

1. ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED ASSOCIATE; 04/2026 2. ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; ROCHESTER, NY; REGISTERED INVESTMENT ADVISER; REGISTERED ASSOCIATE; 04/2026 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-26
  • S66 Uniform Combined State Law Examination
    2022-04-26
Other Names
  • Nadia Mocan

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