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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-05-11 |
Branch Locations
53 State Street, Suite 1301, Boston, MA 02109 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-05-11 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
53 State Street Suite 1301, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ashland | MA | 11/2021 | 04/2026 |
| Bank Of America | Redwood City | CA | 03/2020 | 11/2021 |
| E&M Auto Consulting | Worcester | MA | 01/2018 | 12/2019 |
| E&M Auto Consulting | Worcester | MA | 07/2017 | 01/2018 |
| National Army Of Republic Of Moldova | Chisinau | 09/2014 | 06/2017 | |
| Bank Of America, N.A. | Ashland | MA | 11/2021 | 04/2026 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 04/2026 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 04/2026 | Present |
| Bank Of America | Sausalito | CA | 01/2019 | 02/2020 |
1. ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED ASSOCIATE; 04/2026 2. ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; ROCHESTER, NY; REGISTERED INVESTMENT ADVISER; REGISTERED ASSOCIATE; 04/2026 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-26 |
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