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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Xerox Business Solutions | Montego Bay | 12/2015 | 01/2017 | |
| Jamaica Nautic Sports | Montego Bay | 04/2017 | 07/2019 | |
| Scuba Caribe | Montego Bay | 08/2019 | 12/2020 | |
| Di Jamaican Docbird Restaurant | Medford | NY | 08/2021 | 11/2021 |
| New York Life Insurance Co | Melville | NY | 02/2022 | 01/2024 |
| University Of Cumbria (Uk Online) | Selden | NY | 01/2021 | 12/2023 |
| Tour Operator | Montego Bay | 01/2017 | 04/2017 | |
| Nylife Securities Llc | Melville | NY | 08/2022 | 01/2024 |
| Pruco Securities, Llc | Melville | NY | 01/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Melville | NY | 01/2024 | Present |
| Lpl Enterprise, Llc | Melville | NY | 11/2024 | Present |
1. 09/12/2024- FENTON FINANCIAL LLC-0 DBA for lpl- yes inv related- 05/27/2024- 160 hr/mo non trading- 160 hr/mo trading 2. 01/29/2026-Fenton Financial LLC-Heath Insurance Broker-Non-Variable Insurance-Inv Related-At Patchogue, NY-Start date 02/02/2026-40hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-28 |
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