Alain Martin

Td Private Client Wealth LLC

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Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-05-13
PA	RA	APPROVED	2026-02-18
CT	RA	APPROVED	2025-09-04
NC	RA	APPROVED	2025-04-01
FL	RA	APPROVED	2024-09-20
NJ	RA	APPROVED	2022-01-14
NY	RA	APPROVED	2022-01-12

GA RA
APPROVED

Since 2026-05-13
PA RA
APPROVED

Since 2026-02-18
CT RA
APPROVED

Since 2025-09-04
NC RA
APPROVED

Since 2025-04-01
FL RA
APPROVED

Since 2024-09-20
NJ RA
APPROVED

Since 2022-01-14
NY RA
APPROVED

Since 2022-01-12

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

324 So. Service Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank N.A.	Oceanside	NY	11/2019	12/2021
Sterling National Bank	Garden City	NY	07/2011	11/2019
Td Bank N.A.	Melville	NY	12/2021	Present
Td Private Client Wealth Llc	Melville	NY	12/2021	Present

11/2019 → 12/2021

Td Bank N.A.

Oceanside, NY
07/2011 → 11/2019

Sterling National Bank

Garden City, NY
12/2021 → Present

Td Bank N.A.

Melville, NY
12/2021 → Present

Td Private Client Wealth Llc

Melville, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-10-30
S65	Uniform Investment Adviser Law Examination	2022-01-11

S63 Uniform Securities Agent State Law Examination

2025-10-30
S65 Uniform Investment Adviser Law Examination

2022-01-11

View on SEC IAPD

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