Joseph Sterner

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31
IL	RA	APPROVED	2024-11-19

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Schaumburg	IL	12/2021	10/2022
Bank Of America, N.A.	Schaumburg	IL	12/2021	10/2022
Gordons Ace Hardware	Chicago	IL	07/2021	11/2021
Uc Berkeley	Berkeley	CA	08/2016	08/2020
Unemployed	Saint Charles	IL	09/2020	07/2021
Town Of Gibraltar	Fish Creek	WI	05/2020	09/2020
J.P. Morgan Securities Llc	Carpentersville	IL	05/2023	Present
Jpmorgan Chase Bank, N.A.	Carpentersville	IL	05/2023	Present
New York Life	Oak Brook	IL	11/2022	02/2023
Unemployed	Saint Charles	IL	03/2023	04/2023
Hassle Free Marine Llc	Fish Creek	WI	05/2020	09/2020

12/2021 → 10/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL
12/2021 → 10/2022

Bank Of America, N.A.

Schaumburg, IL
07/2021 → 11/2021

Gordons Ace Hardware

Chicago, IL
08/2016 → 08/2020

Uc Berkeley

Berkeley, CA
09/2020 → 07/2021

Unemployed

Saint Charles, IL
05/2020 → 09/2020

Town Of Gibraltar

Fish Creek, WI
05/2023 → Present

J.P. Morgan Securities Llc

Carpentersville, IL
05/2023 → Present

Jpmorgan Chase Bank, N.A.

Carpentersville, IL
11/2022 → 02/2023

New York Life

Oak Brook, IL
03/2023 → 04/2023

Unemployed

Saint Charles, IL
05/2020 → 09/2020

Hassle Free Marine Llc

Fish Creek, WI

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-15
S63	Uniform Securities Agent State Law Examination	2023-06-16