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Peter Michael Sloan

Charles Schwab & Co., Inc.

Clearwater, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-13
  • FL RA
    APPROVED
    Since 2022-10-13

Branch Locations

28200 Us Highway 19 North Suite A, Clearwater, FL 33761-2622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Tampa FL 09/2021 12/2022
Td Bank Largo FL 06/2018 09/2021
Peter Sloan Insurance Brokers Clearwater FL 09/2017 06/2018
Elite Events & Rentals Tampa FL 08/2015 09/2017
Charles Schwab Bank, Ssb St. Petersburg FL 10/2022 Present
Charles Schwab & Co., Inc. St. Petersburg FL 10/2022 Present
  • 09/2021 → 12/2022
    Td Ameritrade
    Tampa, FL
  • 06/2018 → 09/2021
    Td Bank
    Largo, FL
  • 09/2017 → 06/2018
    Peter Sloan Insurance Brokers
    Clearwater, FL
  • 08/2015 → 09/2017
    Elite Events & Rentals
    Tampa, FL
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    St. Petersburg, FL
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    St. Petersburg, FL
Previous Registrations
  • 2022-09-20 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Tampa, FL
    St. Petersburg, FL
  • 2022-09-01 → 2022-10-14
    Td Ameritrade, Inc.
    Tampa, FL
    St. Petersburg, FL
Other Businesses

1) Sloan Home Solutions LLC|Investment Related: No|Real Estate (Non-Agent/Broker)|Registered Agent|3/1/2024|Less than 20 hour/month - 0 during trading hours|None currently. Eventual handling of tenant if home is rented out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-30
  • S66 Uniform Combined State Law Examination
    2022-08-30
Other Names
  • Peter Sloan

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
USA FINANCIAL SECURITIES LLC
BEDINGHAUS FINANCIAL GROUP, INC
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

HEIDE REBECCA DELUCA
ESTHER LYNN ROPP
PAUL SELF
MICHAEL JAMES BURROWS
ERIK N GOLUB
RAY ALLEN LONG
TODD DANIEL BASLER
JOAN ELISE KREBEL

Other Offices

PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER , FL
USA FINANCIAL SECURITIES LLC · Clearwater, FL
BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL
EDWARD JONES · CLEARWATER, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

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