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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-01-06
  • VA RA
    APPROVED
    Since 2022-01-06

Branch Locations

1800 Robert Fulton Dr, Reston, VA 20191 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Atlanta GA 03/2010 04/2017
First Citizens Investor Services Raleigh NC 04/2017 05/2021
First Citizens Asset Management Columbia SC 04/2017 05/2021
Citigroup Vienne VA 06/2021 01/2022
Raymond James Financial Services, Inc Reston VA 01/2022 Present
Raymond James Financial Services Advisors, Inc Reston VA 01/2022 Present
Atlantic Union Bank Middlesburg VA 01/2022 Present
Atlantic Union Bank Wealth Management/Atlantic Union Financial Middleburg VA 01/2022 Present
Rental Real Estate Great Falls VA 07/2009 Present
  • 03/2010 → 04/2017
    Valic Financial Advisors
    Atlanta, GA
  • 04/2017 → 05/2021
    First Citizens Investor Services
    Raleigh, NC
  • 04/2017 → 05/2021
    First Citizens Asset Management
    Columbia, SC
  • 06/2021 → 01/2022
    Citigroup
    Vienne, VA
  • 01/2022 → Present
    Raymond James Financial Services, Inc
    Reston, VA
  • 01/2022 → Present
    Reston, VA
  • 01/2022 → Present
    Atlantic Union Bank
    Middlesburg, VA
  • 01/2022 → Present
    Atlantic Union Bank Wealth Management/Atlantic Union Financial
    Middleburg, VA
  • 07/2009 → Present
    Rental Real Estate
    Great Falls, VA
Previous Registrations
Other Businesses

(1)Name of Business: Address: 11911 Thomas Ave, Great Falls, VA, 22066, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lease and maintain property (2)Name of Business: Atlantic Union Bank Address: 111 W Washington St, Middleburg, VA, 20118, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 01/05/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Senior Financial Consultant (3)Name of Business: Atlantic Union Wealth Management/Atlantic Union Financial Consultants LLC Address: 111 W Washington St, Middleburg, VA, 20118, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/05/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Senior Financial Consultant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S66 Uniform Combined State Law Examination
    2007-01-29
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14

View on SEC IAPD

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