Best Investors Account Sign in

Matthew Pennell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Summit, NJ

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
NJ RA APPROVED 2025-12-17
  • TX RA
    APPROVED
    Since 2026-02-13
  • NJ RA
    APPROVED
    Since 2025-12-17

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Summit NJ 12/2021 Present
Massmutual Cranbury NJ 06/2021 08/2021
Samuel Klien And Co Oceanport NJ 05/2018 08/2019
Bentley University Waltham VA 08/2017 04/2021
Shore Regional Chestertown MD 09/2013 06/2017
Unemployed Oceanport NJ 09/2021 11/2021
  • 12/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Summit, NJ
  • 06/2021 → 08/2021
    Massmutual
    Cranbury, NJ
  • 05/2018 → 08/2019
    Samuel Klien And Co
    Oceanport, NJ
  • 08/2017 → 04/2021
    Bentley University
    Waltham, VA
  • 09/2013 → 06/2017
    Shore Regional
    Chestertown, MD
  • 09/2021 → 11/2021
    Unemployed
    Oceanport, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-13
  • S66 Uniform Combined State Law Examination
    2025-12-13

View on SEC IAPD

Other Firms

CONCORD MANAGEMENT SERVICES, LLC
CONVERSANT CAPITAL LLC
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
BIANCO WEALTH ADVISORS LLC
FORZA INVESTMENT GROUP, LP
TSP CAPITAL MANAGEMENT GROUP, LLC
OPPENHEIMER & CO. INC.

Other Investors

Mark B. Lewis
DAVID MORRIS MARGOLIS
KENNETH ALAN FREELUND
Giselle Wright
Matthew James Pejkovic
NICHOLAS ALFRED PISCIOTTI
Anthony Lewis
KRISTINE CHARBONNEAU O'KEEFE

Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
J.P. MORGAN SECURITIES LLC · Summit, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ

More in Summit, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor