Ariel Halpert

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-01-12
NJ	RA	APPROVED	2018-11-16
CT	RA	APPROVED	2015-01-06

NY RA
APPROVED

Since 2022-01-12
NJ RA
APPROVED

Since 2018-11-16
CT RA
APPROVED

Since 2015-01-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

114 W 47Th St, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2014	Present

09/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*97131 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JERUSALEM INSTITUTE FOR THE BLIND INVESTMENT RELATED: N ADDRESS OF BUSINESS: 185 MADISON AVE, SUITE 1700 NEW YORK, NEW YORK 10016 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/18/2014 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: REVIEW AND APPROVE FUND RAISING INITIATIVES AND FINANCIALS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-05

S66 Uniform Combined State Law Examination

2015-01-05