Daniel L Herman

Niwot, CO • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-03
CA	RA	APPROVED	2026-03-02
CO	RA	APPROVED	2026-01-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Boulder	CO	11/2021	Present
Jpmorgan Chase Bank, N.A.	Boulder	CO	11/2021	Present
Suez Water Technologies & Solutions -- Robert Half Agency	Boulder	CO	02/2020	08/2021
Dish Network -- Robert Half Agency	Thornton	CO	01/2019	08/2019
Target Stores Incorporated	Boulder	CO	05/2013	01/2019
Classic Financial Investment Services, Inc.	Boulder	CO	08/2016	01/2019
Bds Analytics -- Robert Half Agency	Boulder	CO	08/2019	11/2019
Unemployed	Niwot	CO	12/2019	01/2020
Unemployed	Niwot	CO	09/2021	10/2021

11/2021 → Present

J.P. Morgan Securities Llc

Boulder, CO
11/2021 → Present

Jpmorgan Chase Bank, N.A.

Boulder, CO
02/2020 → 08/2021

Suez Water Technologies & Solutions -- Robert Half Agency

Boulder, CO
01/2019 → 08/2019

Dish Network -- Robert Half Agency

Thornton, CO
05/2013 → 01/2019

Target Stores Incorporated

Boulder, CO
08/2016 → 01/2019

Classic Financial Investment Services, Inc.

Boulder, CO
08/2019 → 11/2019

Bds Analytics -- Robert Half Agency

Boulder, CO
12/2019 → 01/2020

Unemployed

Niwot, CO
09/2021 → 10/2021

Unemployed

Niwot, CO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-30