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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-11 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Capital Markets | Los Angeles | CA | 12/2021 | 10/2023 |
| Citizens Bank, N.A | Los Angeles | CA | 12/2021 | 10/2023 |
| Pwc | Los Angeles | CA | 06/2021 | 11/2021 |
| Deloitte | New York | NY | 09/2019 | 06/2021 |
| Unemployed | Madison | WI | 09/2018 | 08/2019 |
| Deloitte | New York | NY | 06/2018 | 08/2018 |
| Unemployed | Madison | WI | 09/2017 | 05/2018 |
| William Morris Endeavor | Los Angeles | CA | 06/2017 | 08/2017 |
| Unemployed | Madison | WI | 08/2015 | 06/2017 |
| Jmp Securities Llc | Los Angeles | CA | 08/2023 | 10/2023 |
| Ubs Financial Services, Inc | Los Angeles | CA | 03/2024 | Present |
| Unemployed | Los Angeles | CA | 10/2023 | 03/2024 |
1. The name of the other business - Nufirst Investments 2. Whether the business is investment-related - Yes 3. The address of the other business - 4515 S. Ocean Blvd Highland Beach, FL 33487 4. The nature of the other business - Small-business lending 5. Your position - Investor 6. Title, or relationship with the other business - My father owns the Company. 7. The start date of your relationship - Previous relationship. 8 Years ago 8. The approximate number of hours/month you devote to the other business - 0 hours 9. The number of hours you devote to the other business during securities trading hours - 0 hours 10. And briefly describe your duties relating to the other business - N/A. I am an investor is some of the loans and receive monthly interest from the loans. I do not perform any work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-18 |
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