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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-11
  • CA RA
    APPROVED
    Since 2024-03-11

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Capital Markets Los Angeles CA 12/2021 10/2023
Citizens Bank, N.A Los Angeles CA 12/2021 10/2023
Pwc Los Angeles CA 06/2021 11/2021
Deloitte New York NY 09/2019 06/2021
Unemployed Madison WI 09/2018 08/2019
Deloitte New York NY 06/2018 08/2018
Unemployed Madison WI 09/2017 05/2018
William Morris Endeavor Los Angeles CA 06/2017 08/2017
Unemployed Madison WI 08/2015 06/2017
Jmp Securities Llc Los Angeles CA 08/2023 10/2023
Ubs Financial Services, Inc Los Angeles CA 03/2024 Present
Unemployed Los Angeles CA 10/2023 03/2024
  • 12/2021 → 10/2023
    Citizens Capital Markets
    Los Angeles, CA
  • 12/2021 → 10/2023
    Citizens Bank, N.A
    Los Angeles, CA
  • 06/2021 → 11/2021
    Pwc
    Los Angeles, CA
  • 09/2019 → 06/2021
    Deloitte
    New York, NY
  • 09/2018 → 08/2019
    Unemployed
    Madison, WI
  • 06/2018 → 08/2018
    Deloitte
    New York, NY
  • 09/2017 → 05/2018
    Unemployed
    Madison, WI
  • 06/2017 → 08/2017
    William Morris Endeavor
    Los Angeles, CA
  • 08/2015 → 06/2017
    Unemployed
    Madison, WI
  • 08/2023 → 10/2023
    Jmp Securities Llc
    Los Angeles, CA
  • 03/2024 → Present
    Los Angeles, CA
  • 10/2023 → 03/2024
    Unemployed
    Los Angeles, CA
Other Businesses

1. The name of the other business - Nufirst Investments 2. Whether the business is investment-related - Yes 3. The address of the other business - 4515 S. Ocean Blvd Highland Beach, FL 33487 4. The nature of the other business - Small-business lending 5. Your position - Investor 6. Title, or relationship with the other business - My father owns the Company. 7. The start date of your relationship - Previous relationship. 8 Years ago 8. The approximate number of hours/month you devote to the other business - 0 hours 9. The number of hours you devote to the other business during securities trading hours - 0 hours 10. And briefly describe your duties relating to the other business - N/A. I am an investor is some of the loans and receive monthly interest from the loans. I do not perform any work.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-23
S63 Uniform Securities Agent State Law Examination 2022-04-18
  • S65 Uniform Investment Adviser Law Examination
    2024-02-23
  • S63 Uniform Securities Agent State Law Examination
    2022-04-18
Other Names
  • Ilan Bagel

View on SEC IAPD

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