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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-03-31 |
| TX | RA | APPROVED | 2024-09-17 |
Branch Locations
1600 Solana Blvd Suite 8110, Westlake, TX 76262 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solutions 4 Wealth | Southlake | TX | 03/2021 | 09/2024 |
| Denton County District Attorney's Office | Denton | TX | 05/2019 | 08/2019 |
| Baylor University Football | Waco | TX | 05/2018 | 08/2020 |
| Baylor University | Waco | TX | 08/2016 | 12/2016 |
| Texas A&M University | College Station | TX | 01/2017 | 05/2017 |
| The Law Offices Of Tim Powers | Denton | TX | 01/2021 | 03/2021 |
| Unemployed | Lake Kiowa | TX | 08/2020 | 01/2021 |
| Baylor Univesity | Waco | TX | 08/2017 | 08/2020 |
| Seia Llc | Westlake | TX | 09/2024 | Present |
| Ses Llc | Westlake | TX | 09/2024 | Present |
1. SEIA LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/16/2024 ADDRESS: 1600 Solana Blvd, Suite 8110 Westlake, TX 76262 DESCRIPTION: RIA sales & service 2. Circle KO Holdings, LLC; Non Investment-Related; Lake Kiowa, TX; Investments; Member/President/CEO; 5/11/2021; less than 1 hrs/mo; less than 1 hr/mo during securities trading hours; Duties are sole management of business operations. 3. Steen Farm Land Management, LLC; Non Investment-Related; Lake Kiowa, TX; Property Management/Cattle; Member; 10/12/2021; 1-2 hrs/mo; less than 1 hr/mo during securities trading hours; Duties are management of all business operations. 4. Wade Orsburn Family; Non Investment-Related; Gainesville, TX; Mineral rights, Oil and Gas ventures; Vice President/Member; Start Date 5/16/2022; 10 hrs/mo; 0 hrs/mo during securities trading hours; Duties are investment analysis and cash flow management. 5. The Real KO Consulting; Non Investment-Related; Southlake, TX; Consulting Company; Sole-Owner; Start Date 5/25/2022; 10 hrs/mo; 0 hrs/mo during securities trading hours; Duties are investment analysis and cash flow management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-18 |
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