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11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-06 |
Branch Locations
11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ballina Capital, Llc | Manhattan Beach | CA | 11/2021 | 09/2022 |
| 3838 Holdings, Inc. | Hermosa Beach | CA | 01/2020 | Present |
| Portage Park Capital Pte | Singapore | 04/2015 | 12/2019 | |
| Qca Capital Management, Inc. | Los Angeles | CA | 10/2022 | Present |
| Quincy Cass Associates, Incorporated | Los Angeles | CA | 10/2022 | Present |
Name: 3838 Holdings, Inc; Investment-related: No; Address: Hermosa Beach, CA; Nature: Consulting; Position: CFO and Managing Director; Start date: 01/2021; Number of hours/month devoted to business: 4; Number of hours/month devoted to business during securities trading hours: 0; Duties: Oversee the financial operations of consulting company focused on advising on strategic growth opportunities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-10-02 |
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