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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ellisville | MO | 11/2021 | 02/2022 |
| Bank Of America | Saint Louis | MO | 04/2020 | 02/2022 |
| Michael Kors | Saint Louis | MO | 01/2020 | 11/2020 |
| Cato | Murray | KY | 07/2019 | 10/2019 |
| Lowes | Murray | KY | 02/2019 | 04/2019 |
| Bath And Body Works | Saint Louis | MO | 05/2018 | 04/2019 |
| Unemployed | Murray | KY | 02/2017 | 04/2018 |
| Victoria's Secret | Saint Louis | MO | 03/2015 | 01/2017 |
| J. P. Morgan Securities Llc | Saint Louis | MO | 05/2022 | 02/2024 |
| Jpmorgan Chase Bank N. A. | Saint Louis | MO | 05/2022 | 02/2024 |
| Unemployed | Saint Louis | MO | 03/2022 | 04/2022 |
| Unemployed | Murray | KY | 05/2019 | 06/2019 |
| Unemployed | Saint Louis | MO | 11/2019 | 12/2019 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 02/2024 | 10/2025 |
| Wells Fargo Bank, Na | Charlotte | NC | 02/2024 | 10/2025 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 11/2025 | Present |
Name of Activity: The Crowned Ventures LLC; Date Activity Started/Modified/Ended:2024-12-02; Address: 14 Union St N Concord, NC 28025; Type of Activity: Small business; Describe if any other Activity:;Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Responsibility:;Responsibilities: Owner; Total Hours Per Month: 60 to 80; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-22 |
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