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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-07
  • NC RA
    APPROVED
    Since 2025-11-07

Branch Locations

Charlotte, NC • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ellisville MO 11/2021 02/2022
Bank Of America Saint Louis MO 04/2020 02/2022
Michael Kors Saint Louis MO 01/2020 11/2020
Cato Murray KY 07/2019 10/2019
Lowes Murray KY 02/2019 04/2019
Bath And Body Works Saint Louis MO 05/2018 04/2019
Unemployed Murray KY 02/2017 04/2018
Victoria's Secret Saint Louis MO 03/2015 01/2017
J. P. Morgan Securities Llc Saint Louis MO 05/2022 02/2024
Jpmorgan Chase Bank N. A. Saint Louis MO 05/2022 02/2024
Unemployed Saint Louis MO 03/2022 04/2022
Unemployed Murray KY 05/2019 06/2019
Unemployed Saint Louis MO 11/2019 12/2019
Wells Fargo Clearing Services, Llc Charlotte NC 02/2024 10/2025
Wells Fargo Bank, Na Charlotte NC 02/2024 10/2025
Ameriprise Financial Services, Llc Minneapolis MN 11/2025 Present
  • 11/2021 → 02/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ellisville, MO
  • 04/2020 → 02/2022
    Bank Of America
    Saint Louis, MO
  • 01/2020 → 11/2020
    Michael Kors
    Saint Louis, MO
  • 07/2019 → 10/2019
    Cato
    Murray, KY
  • 02/2019 → 04/2019
    Lowes
    Murray, KY
  • 05/2018 → 04/2019
    Bath And Body Works
    Saint Louis, MO
  • 02/2017 → 04/2018
    Unemployed
    Murray, KY
  • 03/2015 → 01/2017
    Victoria's Secret
    Saint Louis, MO
  • 05/2022 → 02/2024
    J. P. Morgan Securities Llc
    Saint Louis, MO
  • 05/2022 → 02/2024
    Jpmorgan Chase Bank N. A.
    Saint Louis, MO
  • 03/2022 → 04/2022
    Unemployed
    Saint Louis, MO
  • 05/2019 → 06/2019
    Unemployed
    Murray, KY
  • 11/2019 → 12/2019
    Unemployed
    Saint Louis, MO
  • 02/2024 → 10/2025
    Charlotte, NC
  • 02/2024 → 10/2025
    Wells Fargo Bank, Na
    Charlotte, NC
  • 11/2025 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

Name of Activity: The Crowned Ventures LLC; Date Activity Started/Modified/Ended:2024-12-02; Address: 14 Union St N Concord, NC 28025; Type of Activity: Small business; Describe if any other Activity:;Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Responsibility:;Responsibilities: Owner; Total Hours Per Month: 60 to 80; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-03
S63 Uniform Securities Agent State Law Examination 2022-06-22
  • S65 Uniform Investment Adviser Law Examination
    2024-06-03
  • S63 Uniform Securities Agent State Law Examination
    2022-06-22
Other Names
  • Tierra A Reese
  • Tierra Aleschia Reese
  • Tierra Reese

View on SEC IAPD

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