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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-20 |
Branch Locations
16150 N Arrowhead Fountains Center Dr Suite 200, Peoria, AZ 85382 • United States
4310 E. Cotton Center Blvd. Suite 120, Phoenix, AZ 85040 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
16435 N Scottsdale Rd. #175, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group | Scottsdale | AZ | 12/2021 | 06/2024 |
| Ryder Transportation | Phoenix | AZ | 02/2018 | 09/2021 |
| Black Diamond Landscaping | Perrysburg | OH | 05/2017 | 12/2017 |
| Miami University | Hamilton | OH | 05/2015 | 07/2017 |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 09/2024 | Present |
| Asset Preservation Wealth & Tax | Surprise | AZ | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-25 |
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