Ali Agah

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-07-28

CA RA
APPROVED

Since 2022-07-28

Branch Locations

3075 Hansen Way, Palo Alto, CA 94304 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	11/2021	Present
Boston Private Bank	Palo Alto	CA	05/2014	11/2021
Bank Of America, N.A.	Palo Alto	CA	11/2021	Present

11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
05/2014 → 11/2021

Boston Private Bank

Palo Alto, CA
11/2021 → Present

Bank Of America, N.A.

Palo Alto, CA

Other Businesses

I*4962267 Entity Type: Rental property Name of OBA: Rental Property - 16-Jul-26 - 1 Address: LOS GATOS, California, 95032 Investment Related: Yes Position, Title, Association: Co-owner with other family members Employee Start Date: 07/16/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-22

S66 Uniform Combined State Law Examination

2022-07-22

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

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Exams

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