Best Investors Account Sign in
Claim This Profile
Current Employers
Dougherty Investment Advisors

4048 Deltona Blvd., Spring Hill, FL 34606 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-25
FL RA APPROVED 2021-12-15
TX RA APPROVED 2021-11-24
  • AL RA
    APPROVED
    Since 2025-06-25
  • FL RA
    APPROVED
    Since 2021-12-15
  • TX RA
    APPROVED
    Since 2021-11-24

Branch Locations

Pinson, AL • United States

4048 Deltona Blvd., Spring Hill, FL 34606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dougherty & Associates, Llc Spring Hill FL 04/2020 Present
Schwend Dade City FL 11/2018 03/2020
Dept Of Veterans Affairs Gainesville FL 11/2017 10/2018
Portsmouth Naval Sy Kittery ME 01/2010 11/2017
Dougherty & Associates, Llc Pinson AL 11/2021 Present
  • 04/2020 → Present
    Dougherty & Associates, Llc
    Spring Hill, FL
  • 11/2018 → 03/2020
    Schwend
    Dade City, FL
  • 11/2017 → 10/2018
    Dept Of Veterans Affairs
    Gainesville, FL
  • 01/2010 → 11/2017
    Portsmouth Naval Sy
    Kittery, ME
  • 11/2021 → Present
    Dougherty & Associates, Llc
    Pinson, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-18
  • S65 Uniform Investment Adviser Law Examination
    2021-11-18
Other Names
  • Nicole Jean Vennard
  • Nichollete Jean Charlton

View on SEC IAPD

More in Pinson, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor