Lucas Paul Richard

Schwab Wealth Advisory, Inc.

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Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-06-21

AZ RA
APPROVED

Since 2024-06-21

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	01/2022	Present
Dairy Queen	Scottsdale	AZ	09/2016	06/2018
The Phoenician Resort	Scottsdale	AZ	05/2018	07/2020
Bank Of America	Scottsdale	AZ	09/2020	11/2021
Follett Book Stores	Tempe	AZ	08/2020	08/2020
Schwab Wealth Advisory Inc	Phoenix	AZ	06/2024	Present

01/2022 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ
09/2016 → 06/2018

Dairy Queen

Scottsdale, AZ
05/2018 → 07/2020

The Phoenician Resort

Scottsdale, AZ
09/2020 → 11/2021

Bank Of America

Scottsdale, AZ
08/2020 → 08/2020

Follett Book Stores

Tempe, AZ
06/2024 → Present

Schwab Wealth Advisory Inc

Phoenix, AZ

Other Businesses

Los Coronados HOA|Investment Related:No|Real Estate (Non-Agent/Broker)|Volunteer Board Member|2026-03-02|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Manage HOA condominium complex

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-12
S63	Uniform Securities Agent State Law Examination	2022-08-15

S66 Uniform Combined State Law Examination

2024-06-12
S63 Uniform Securities Agent State Law Examination

2022-08-15

Other Names

Lucas Richard

View on SEC IAPD

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