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Bradley Allen Walther

Fisher Investments

St. Louis, MO

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-06
MO RA APPROVED 2021-04-14
  • TX RA
    APPROVED_RES
    Since 2023-09-06
  • MO RA
    APPROVED
    Since 2021-04-14

Branch Locations

St. Louis, MO • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Clayton MO 03/2008 01/2021
Fisher Investments St. Louis MO 04/2021 Present
  • 03/2008 → 01/2021
    Tdameritrade Inc
    Clayton, MO
  • 04/2021 → Present
    St. Louis, MO
Previous Registrations
  • 2008-03-26 → 2021-01-06
    Td Ameritrade, Inc.
    St Louis, MO
  • 2008-03-26 → 2020-12-18
    Td Ameritrade Investment Management, Llc
    St Louis, MO
  • 2007-08-24 → 2008-03-19
    Maryland Heights, MO
Other Businesses

Name of Outside Business:Landlord; Investment Related:Yes; Address of Outside Business:Bridgeton, Missouri; Nature of Outside Business:Rental Property; Position:Landlord; Start Date:2/24/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Renting property Name of Outside Business:BJ World Enterprise LLC; Investment Related:No; Address of Outside Business:Saint Louis, Missour; Nature of Outside Business:Rental Property; Position:owner; Start Date:1/29/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Typical duties include finding/evicting and generally dealing with tenants. Property management can also include commercial properties (a potential laundromat) where the property manager may operate the business, as well as managing the property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-22
S63 Uniform Securities Agent State Law Examination 2006-09-15
  • S65 Uniform Investment Adviser Law Examination
    2007-08-22
  • S63 Uniform Securities Agent State Law Examination
    2006-09-15
Other Names
  • Bradley Allen Walther
  • Bradley Allen Walther

View on SEC IAPD

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