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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-06 |
| MO | RA | APPROVED | 2021-04-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Clayton | MO | 03/2008 | 01/2021 |
| Fisher Investments | St. Louis | MO | 04/2021 | Present |
Name of Outside Business:Landlord; Investment Related:Yes; Address of Outside Business:Bridgeton, Missouri; Nature of Outside Business:Rental Property; Position:Landlord; Start Date:2/24/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Renting property Name of Outside Business:BJ World Enterprise LLC; Investment Related:No; Address of Outside Business:Saint Louis, Missour; Nature of Outside Business:Rental Property; Position:owner; Start Date:1/29/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Typical duties include finding/evicting and generally dealing with tenants. Property management can also include commercial properties (a potential laundromat) where the property manager may operate the business, as well as managing the property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-15 |
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