James Gates

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Southwestern Adventist University	Keene	TX	08/2016	12/2019
Fidelity Investments	Westlake	TX	11/2021	Present
Texas Centers For Infectious Disease Associates	Fort Worth	TX	03/2020	06/2021
Voidform Products	Fort Worth	TX	05/2019	08/2019
Scribeamerica	Fort Worth	TX	04/2018	04/2019
Southwestern Adventist University	Keene	TX	08/2016	05/2017
Southwestern Adventist University	Keene	TX	08/2017	05/2018
Unemployed	Grapevine	TX	07/2021	11/2021
Fidelity Investments	Boston	MA	03/2025	Present

08/2016 → 12/2019

Southwestern Adventist University

Keene, TX
11/2021 → Present

Fidelity Investments

Westlake, TX
03/2020 → 06/2021

Texas Centers For Infectious Disease Associates

Fort Worth, TX
05/2019 → 08/2019

Voidform Products

Fort Worth, TX
04/2018 → 04/2019

Scribeamerica

Fort Worth, TX
08/2016 → 05/2017

Southwestern Adventist University

Keene, TX
08/2017 → 05/2018

Southwestern Adventist University

Keene, TX
07/2021 → 11/2021

Unemployed

Grapevine, TX
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-21
S63	Uniform Securities Agent State Law Examination	2022-03-10

Other Firms