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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-14
  • CO RA
    APPROVED
    Since 2026-08-14

Branch Locations

Eagle, CO • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-10
  • CO RA
    APPROVED
    Since 2025-07-10

Branch Locations

Eagle, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Eagle CO 12/2021 07/2025
The Hythe Vail Vail CO 10/2021 Present
Unemployed Eagle CO 05/2021 10/2021
United Ground Express Chicago IL 12/2019 Present
Eagle County Government Eagle CO 09/2016 04/2021
Resort Books Eagle CO 07/2014 Present
Lpl Financial Llc Eagle CO 07/2025 08/2026
Creative Investment Concepts Vail CO 12/2021 Present
Treehouse Creations Eagle CO 01/2000 Present
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
  • 12/2021 → 07/2025
    Cadaret, Grant & Co., Inc.
    Eagle, CO
  • 10/2021 → Present
    The Hythe Vail
    Vail, CO
  • 05/2021 → 10/2021
    Unemployed
    Eagle, CO
  • 12/2019 → Present
    United Ground Express
    Chicago, IL
  • 09/2016 → 04/2021
    Eagle County Government
    Eagle, CO
  • 07/2014 → Present
    Resort Books
    Eagle, CO
  • 07/2025 → 08/2026
    Eagle, CO
  • 12/2021 → Present
    Creative Investment Concepts
    Vail, CO
  • 01/2000 → Present
    Treehouse Creations
    Eagle, CO
  • 08/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2026 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-11-07 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Old Bridge, NJ
    Hackensack, NJ
    Hackensack, NJ
    Eagle, CO
    Eagle, CO
Other Businesses

1. NAME OF OTHER BUSINESS: CREATIVE INVESTMENT CONCEPTS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: THE HYTHE VAIL INVESTMENT RELATED: NO ADDRESS: VAIL, CO NATURE OF BUSINESS: SERVICE INDUSTRY START DATE: 10/2021 POSITION/TITLE/RELATIONSHIP: SERVER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I CREATE COCKTAILS, SERVE FOOD AND TAKE CARE OF THE GUESTS OF THE HOTEL. 3. NAME OF OTHER BUSINESS: UNITED GROUND EXPRESS INVESTMENT RELATED: NO ADDRESS: CHICAGO, IL NATURE OF BUSINESS: AIRLINE SERVICES START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: CUSTOMER SERVICE APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I ISSUE TICKETS AS WELL AS LOAD AND UNLOAD AIRPLANES AT EAGLE COUNTY AIRPORT AS PART OF THE NORMAL OPERATIONS 4. NAME OF OTHER BUSINESS: RESORT BOOKS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PUBLISHING START DATE: 07/2026 POSITION/TITLE/RELATIONSHIP: OWNER/CREATIVE DIRECTOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CREATE NEW CONCEPTS FOR CHILDREN'S BOOK SERIES 5. NAME OF OTHER BUSINESS: TREEHOUSE CREATIONS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MARKETING SERVICES START DATE: 01/2000 POSITION/TITLE/RELATIONSHIP: OWNER/CREATIVE DIRECTOR APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CREATIVE DIRECTOR/GRAPHIC DESIGNER 6. NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: EAGLE, CO NATURE OF BUSINESS: REAL ESTATE SERVICES START DATE: 11/2005 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-05
S63 Uniform Securities Agent State Law Examination 2023-05-11
  • S65 Uniform Investment Adviser Law Examination
    2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2023-05-11

View on SEC IAPD

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