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Michael Rossi

J.P. Morgan Securities LLC

Salt Lake City, UT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-07-06
TX RA APPROVED 2026-06-30
  • UT RA
    APPROVED
    Since 2026-07-06
  • TX RA
    APPROVED
    Since 2026-06-30

Branch Locations

201 S Main St Floor 13, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Salt Lake City UT 06/2026 Present
J.P. Morgan Securities Llc Salt Lake City UT 06/2026 Present
Intelligent Capital Works, Sec Registered Scottsdale AZ 05/2021 05/2026
Unemployed Provo UT 09/2020 04/2021
Bp Provo UT 06/2020 08/2020
Byu Av Productons Provo UT 08/2018 08/2020
Bp Anchorage AK 05/2019 08/2019
Liberty Pioneer Energy Resources Orem UT 05/2018 09/2018
Byu Conferences And Workshops Provo UT 08/2018 08/2018
Unemployed Provo UT 09/2017 04/2018
Byu Conferences And Workshops Provo UT 08/2017 08/2017
Unemployed Provo UT 01/2017 07/2017
Byu Intramural Activities Provo UT 08/2016 12/2016
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Salt Lake City, UT
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Salt Lake City, UT
  • 05/2021 → 05/2026
    Intelligent Capital Works, Sec Registered
    Scottsdale, AZ
  • 09/2020 → 04/2021
    Unemployed
    Provo, UT
  • 06/2020 → 08/2020
    Bp
    Provo, UT
  • 08/2018 → 08/2020
    Byu Av Productons
    Provo, UT
  • 05/2019 → 08/2019
    Bp
    Anchorage, AK
  • 05/2018 → 09/2018
    Liberty Pioneer Energy Resources
    Orem, UT
  • 08/2018 → 08/2018
    Byu Conferences And Workshops
    Provo, UT
  • 09/2017 → 04/2018
    Unemployed
    Provo, UT
  • 08/2017 → 08/2017
    Byu Conferences And Workshops
    Provo, UT
  • 01/2017 → 07/2017
    Unemployed
    Provo, UT
  • 08/2016 → 12/2016
    Byu Intramural Activities
    Provo, UT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-06
S65 Uniform Investment Adviser Law Examination 2021-08-04
  • S63 Uniform Securities Agent State Law Examination
    2026-07-06
  • S65 Uniform Investment Adviser Law Examination
    2021-08-04
Other Names
  • Michael Rossi
  • Michael R Rossi
  • Michael Robert Rossi

View on SEC IAPD

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