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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-22 |
| TX | RA | APPROVED | 2025-10-21 |
Branch Locations
10630 Providence Rd, Charlotte, NC 28277 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boynton Beach | FL | 07/2023 | 10/2025 |
| Leroy Fox Kitchen & Cocktails | Charlotte | NC | 01/2023 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2022 | 08/2022 |
| Leroy Fox Kitchen & Cocktails | Charlotte | NC | 10/2018 | 03/2020 |
| Equitable Advisors | Charlotte | NC | 10/2021 | 05/2022 |
| Sorrento's Italian Bistro | Banner Elk | NC | 09/2016 | 05/2017 |
| Zeppelin | Charlotte | NC | 11/2017 | 10/2018 |
| Unemployed | York | SC | 03/2023 | 07/2023 |
| Unc Charlotte | Charlotte | NC | 01/2019 | 12/2022 |
| Central Piedmont Cc | Charlotte | NC | 08/2017 | 12/2018 |
| Leroy Fox Kitchen & Cocktails | Charlotte | NC | 05/2017 | 11/2017 |
| Bank Of America, N.A. | Boynton Beach | FL | 08/2023 | 10/2025 |
| Wells Fargo Clearing Services, Llc. | Charlotte | NC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-20 |
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