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Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-19
  • CO RA
    APPROVED
    Since 2024-01-19

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Radnor PA 06/2018 08/2018
Engrain Englewood CO 06/2019 08/2019
Einstein Bagels Englewood CO 07/2015 08/2017
Wendy's Fort Collins CO 06/2020 08/2020
Transamerica Life Insurance Company Denver CO 06/2021 Present
Colorado State University Fort Collins CO 08/2017 06/2018
Colorado State University Fort Collins CO 08/2018 06/2019
Colorado State University Fort Collins CO 08/2020 06/2021
Colorado State University Fort Collins CO 08/2019 06/2020
Transamerica Investors Securities Corporation Denver CO 06/2022 Present
  • 06/2018 → 08/2018
    Lincoln Financial
    Radnor, PA
  • 06/2019 → 08/2019
    Engrain
    Englewood, CO
  • 07/2015 → 08/2017
    Einstein Bagels
    Englewood, CO
  • 06/2020 → 08/2020
    Wendy's
    Fort Collins, CO
  • 06/2021 → Present
    Transamerica Life Insurance Company
    Denver, CO
  • 08/2017 → 06/2018
    Colorado State University
    Fort Collins, CO
  • 08/2018 → 06/2019
    Colorado State University
    Fort Collins, CO
  • 08/2020 → 06/2021
    Colorado State University
    Fort Collins, CO
  • 08/2019 → 06/2020
    Colorado State University
    Fort Collins, CO
  • 06/2022 → Present
    Transamerica Investors Securities Corporation
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-19
S63 Uniform Securities Agent State Law Examination 2023-02-10
  • S65 Uniform Investment Adviser Law Examination
    2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    2023-02-10

View on SEC IAPD

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