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James Gallagher

Charles Schwab & Co., Inc.

Orlando, FL

Solana Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-28
  • CA RA
    APPROVED
    Since 2026-04-28

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Solana Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peripli Trading La Jolla CA 01/2021 10/2021
Charles Schwab & Co., Inc. Westlake TX 01/2022 Present
Zep Inc Bethlehem PA 06/2010 10/2020
  • 01/2021 → 10/2021
    Peripli Trading
    La Jolla, CA
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 06/2010 → 10/2020
    Zep Inc
    Bethlehem, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-27
  • S66 Uniform Combined State Law Examination
    2026-04-27

View on SEC IAPD

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