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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 12/2021 | 08/2022 |
| Nekter Juice Bar | Phoenix | AZ | 02/2021 | 12/2021 |
| Lululemon | Glendale | AZ | 11/2020 | 03/2021 |
| Six Flags Hurricane Harbor | Glendale | AZ | 06/2020 | 06/2020 |
| Arizona State University | Tempe | AZ | 08/2019 | 05/2020 |
| Greystar | Phoenix | AZ | 05/2019 | 08/2019 |
| Target | Phoenix | AZ | 05/2018 | 08/2018 |
| Arizona State University | Tempe | AZ | 08/2017 | 12/2021 |
| Basis Phoenix | Phoenix | AZ | 08/2012 | 05/2017 |
| Fidelity Investments | Scottsdale | AZ | 08/2002 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-09 |
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