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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-04
CA RA APPROVED 2025-01-17
TX RA APPROVED 2025-01-16
  • AZ RA
    APPROVED
    Since 2025-02-04
  • CA RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-16

Branch Locations

580 California Street Suite 2000, San Francisco, CA 94104 • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 11/2021 01/2025
Wells Fargo Home Mortgage Stockton CA 08/2020 11/2021
Wells Fargo Bank Danville CA 05/2020 08/2020
Wells Fargo Bank Moreno Valley CA 01/2019 05/2020
University Of California, Riverside Housing Services Department Riverside CA 09/2017 04/2019
Prizelogic Scottsdale AZ 07/2021 07/2021
University Of California Riverside Academic Resource Center Riverside CA 01/2018 06/2018
The Frozen Bean Rancho Cucamonga CA 08/2018 09/2018
Subway Riverside CA 09/2016 06/2017
Vector Marketing Walnut Creek CA 06/2017 08/2017
Subway Lafayette CA 06/2017 07/2017
Taco Bell Lafayette CA 07/2017 09/2017
Lamorinda Beauty Supplies Lafayette CA 06/2016 09/2016
Unemployed Lafayette CA 04/2020 05/2020
University Of California, Riverside Riverside CA 09/2016 06/2020
Ashton Thomas Private Wealth, Llc Scottsdale AZ 01/2025 Present
Ashton Thomas Securities, Llc Rochester NY 01/2025 Present
  • 11/2021 → 01/2025
    San Francisco, CA
  • 08/2020 → 11/2021
    Wells Fargo Home Mortgage
    Stockton, CA
  • 05/2020 → 08/2020
    Wells Fargo Bank
    Danville, CA
  • 01/2019 → 05/2020
    Wells Fargo Bank
    Moreno Valley, CA
  • 09/2017 → 04/2019
    University Of California, Riverside Housing Services Department
    Riverside, CA
  • 07/2021 → 07/2021
    Prizelogic
    Scottsdale, AZ
  • 01/2018 → 06/2018
    University Of California Riverside Academic Resource Center
    Riverside, CA
  • 08/2018 → 09/2018
    The Frozen Bean
    Rancho Cucamonga, CA
  • 09/2016 → 06/2017
    Subway
    Riverside, CA
  • 06/2017 → 08/2017
    Vector Marketing
    Walnut Creek, CA
  • 06/2017 → 07/2017
    Subway
    Lafayette, CA
  • 07/2017 → 09/2017
    Taco Bell
    Lafayette, CA
  • 06/2016 → 09/2016
    Lamorinda Beauty Supplies
    Lafayette, CA
  • 04/2020 → 05/2020
    Unemployed
    Lafayette, CA
  • 09/2016 → 06/2020
    University Of California, Riverside
    Riverside, CA
  • 01/2025 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 01/2025 → Present
    Ashton Thomas Securities, Llc
    Rochester, NY
Previous Registrations
Other Businesses

1) ASHTON THOMAS PRIVATE WEALTH, LLC; YES-INVESTMENT RELATED; 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY FIRM; SENIOR REGISTERED ASSOCIATE; 01/16/2025; 40 HOURS/WEEK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • Anastasia V Pavlova

View on SEC IAPD

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