Christopher E Shockowitz

Current Employers

Equity Advisors, Llc

Zepher Cove, NV • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2022-08-29
CA	RA	APPROVED	2021-12-08

NV RA
APPROVED

Since 2022-08-29
CA RA
APPROVED

Since 2021-12-08

Branch Locations

Reno, NV • United States

Zepher Cove, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	El Dorado Hills	CA	07/2016	Present

07/2016 → Present

Self Employed

El Dorado Hills, CA

Other Businesses

Tax Deferral Strategies LLC--Business Name: Tax Deferral Strategies Investment Related: Indirectly, it is tax deferral so you have more money to invest. It is not investments. Address: 2540 Sunline Drive, Reno, NV 89523 Business Nature: Defer Capital Gains taxes on the sale of highly appreciated assets Position: Chief Operating Officer Title: COO Start Date: 12/01/2021 Hours per Month: 80 Hours During Securities Trading Hours: 50%, I plan to work with money managers Duties: Marketing and general administration Science Fiction Author--Business Name: Shockowitz Sci Fi (ShockowitzSciFi.com) Investment Related: No Address: 2540 Sunline Drive, Reno, NV 89523 Business Nature: Science Fiction Position: Solopreneur Title: Owner Start Date: 7/01/2016 Hours per Month: 5 Hours During Securities Trading Hours: 0 (I usually work at night) Duties: Marketing my books

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-01

S65 Uniform Investment Adviser Law Examination

2021-11-01