Michael Robert Gennawey

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-12-22
FL	RA	APPROVED	2020-12-21
CA	RA	APPROVED	2017-11-30
TX	RA	APPROVED_RES	2017-11-30

NJ RA
APPROVED

Since 2020-12-22
FL RA
APPROVED

Since 2020-12-21
CA RA
APPROVED

Since 2017-11-30
TX RA
APPROVED_RES

Since 2017-11-30

Branch Locations

Huntington Beach, CA • United States

1835 Newport Blvd Ste D152, Costa Mesa, CA 92627 • United States

9330 Whittier Blvd, Pico Rivera, CA 90660 • United States

11749 Whittier Blvd, Whittier, CA 90601 • United States

900 S Fremont Ave, Alhambra, CA 91803 • United States

1404 N Azusa Ave, Covina, CA 91722 • United States

470 S. San Vicente Blvd, Los Angeles, CA 90048 • United States

15185 Springdale St, Huntington Beach, CA 92649 • United States

10761 Valley Blvd Ste C, El Monte, CA 91731 • United States

16014 Foothill Blvd, Fontana, CA 92335 • United States

15175 Whittier Blvd, Whittier, CA 90603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, Lp	San Diego	CA	06/2009	11/2017
Lpl Financial Llc	Garden Grove	CA	11/2017	Present
Credit Union Of Southern Ca	Garden Grove	CA	11/2017	Present

06/2009 → 11/2017

Cuso Financial Services, Lp

San Diego, CA
11/2017 → Present

Lpl Financial Llc

Garden Grove, CA
11/2017 → Present

Credit Union Of Southern Ca

Garden Grove, CA

Previous Registrations

2009-06-03 → 2017-12-05

Cuso Financial Services, L.P.

San Diego, CA

Brea, CA

Alhambra, CA

City Of Industry, CA

Covina, CA

Garden Grove, CA
2006-09-13 → 2008-12-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA

Other Businesses

1. 09/10/2019 - Junior Achievement of Orange County - Investment Related - Kinetic Academy Charter School, 721 Utica Avenue, Huntington Beach, CA 92648 - Other-Teaching - Volunteer - Started 09/04/2019 - 1 Hour Per Month During Securities Trading - Teach a financial literacy course to grade school children. 2. 10/25/2019 - SoCal Wealth Management - Investment Related - At Reported Business Location(s) - Start Date: 12/01/2019 - 160 Hours Per Month During Securities Trading. 3. 7/24/2020 - Credit Union of Southern California - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Program Manager - Start Date: 11/24/2015 - 10 Hours Per Month/5 Hours During Securities Trading. 4. 8/19/2020 - Credit Union Advisor League - Not Investment Related - 3855 W. Jonathan Drive Bloomington, IN 47404 - Other-Reps Business - Founder - Start Date: 7/27/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Business development and networking. 5. 12/27/2024- Seacliff Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related-Home Based- Start date 12/04/2024- 700 Hours Per Month- 400 Hours During Trading