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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-06
PA RA APPROVED 2026-01-27
FL RA APPROVED 2025-01-02
MD RA APPROVED 2025-01-02
NJ RA APPROVED 2025-01-02
NH RA APPROVED 2024-10-04
NY RA APPROVED 2023-02-27
CT RA APPROVED 2021-12-18
  • SC RA
    APPROVED
    Since 2026-02-06
  • PA RA
    APPROVED
    Since 2026-01-27
  • FL RA
    APPROVED
    Since 2025-01-02
  • MD RA
    APPROVED
    Since 2025-01-02
  • NJ RA
    APPROVED
    Since 2025-01-02
  • NH RA
    APPROVED
    Since 2024-10-04
  • NY RA
    APPROVED
    Since 2023-02-27
  • CT RA
    APPROVED
    Since 2021-12-18

Branch Locations

3660 Lee Road, Jefferson Valley, NY 10535 • United States

1133 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Westport CT 01/2018 11/2021
Sacred Heart University Fairfield CT 05/2017 01/2018
Mktg Westport CT 01/2016 05/2017
Td Bank N.A. Greenwich CT 11/2021 Present
Td Private Client Wealth Llc Greenwich CT 11/2021 Present
  • 01/2018 → 11/2021
    Td Bank N.A.
    Westport, CT
  • 05/2017 → 01/2018
    Sacred Heart University
    Fairfield, CT
  • 01/2016 → 05/2017
    Mktg
    Westport, CT
  • 11/2021 → Present
    Td Bank N.A.
    Greenwich, CT
  • 11/2021 → Present
    Greenwich, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-11
S65 Uniform Investment Adviser Law Examination 2021-12-17
  • S63 Uniform Securities Agent State Law Examination
    2025-12-11
  • S65 Uniform Investment Adviser Law Examination
    2021-12-17

View on SEC IAPD

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