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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-23
  • NY RA
    APPROVED
    Since 2022-08-23

Branch Locations

Watertown, NY • United States

215 Washington St Suit 214, Watertown, NY 13601 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 11/2021 08/2022
United States Marine Corps State College PA 05/2015 05/2022
First Command Brokerage Services, Inc. Fort Worth TX 08/2022 Present
First Command Advisory Services, Inc. Fort Worth TX 08/2022 Present
First Command Insurance Services, Inc. Fort Worth TX 08/2022 Present
  • 11/2021 → 08/2022
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 05/2015 → 05/2022
    United States Marine Corps
    State College, PA
  • 08/2022 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 08/2022 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 08/2022 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-26
  • S66 Uniform Combined State Law Examination
    2022-07-26

View on SEC IAPD

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