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Current Employers
Xinde Asset Management Limited

Bonsall, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-04
  • CA RA
    APPROVED
    Since 2022-05-04

Branch Locations

Bonsall, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xinde Asset Management Limited New Territories 01/2021 Present
Northeast Securities Corporation Limited Beijing 04/2014 03/2018
Sundelity Securities Limited Hong Kong 05/2013 Present
Shenzhen Hongfang Private Securities Fund Management Limited Shenzhen 09/2017 Present
Beijing Ganhua Law Office Beijing 02/2021 Present
United Securities Legal Group, Apc Bonsall CA 11/2021 Present
Xinde Asset Management Group Laguna Beach CA 11/2021 Present
  • 01/2021 → Present
    New Territories
  • 04/2014 → 03/2018
    Northeast Securities Corporation Limited
    Beijing
  • 05/2013 → Present
    Sundelity Securities Limited
    Hong Kong
  • 09/2017 → Present
    Shenzhen Hongfang Private Securities Fund Management Limited
    Shenzhen
  • 02/2021 → Present
    Beijing Ganhua Law Office
    Beijing
  • 11/2021 → Present
    United Securities Legal Group, Apc
    Bonsall, CA
  • 11/2021 → Present
    Xinde Asset Management Group
    Laguna Beach, CA
Other Businesses

1. Sean Jiang Law Office, which is Jiang Jing's sole proprietorship law firm in California. Jiang Jing (Sean) has just been admitted to California Bar in Nov 2021 and opened his own boutique California law office. This is not investment related. Address: 31916 Del Cielo Este Apt. 29 Bonsall CA 92003-3920, United States. Nature of Business: Legal services. Position: sole owner and sole practicing lawyer. Relationships: No. Start Date: 24 Nov, 2021. No. of Hours: about 3 hours per month. No. of Hous during trading Hours: 0. Duties: owner, attorney, and CEO. 2. Xinde Asset Management Group, a Caliifornia corporation incorporation in Nov 2021. However, Xinde Asset Management Group is not an investment adviser or broker-dealer. This is investment related (however Xinde Asset Management Group has not applied for registration as an RIA firm). Address: 31916 Del Cielo Este Apt. 29 Bonsall CA 92003-3920, United States. Nature of Business: business consultation. Position: sole owner and Director, CEO. Relationships: No. Start Date: Nov, 2021. No. of Hours: about 3 hours per month. No. of Hous during trading Hours: 0. Duties: owner, attorney, and CEO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-28
  • S65 Uniform Investment Adviser Law Examination
    2021-07-28

View on SEC IAPD

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