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Bonsall, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Xinde Asset Management Limited | New Territories | 01/2021 | Present | |
| Northeast Securities Corporation Limited | Beijing | 04/2014 | 03/2018 | |
| Sundelity Securities Limited | Hong Kong | 05/2013 | Present | |
| Shenzhen Hongfang Private Securities Fund Management Limited | Shenzhen | 09/2017 | Present | |
| Beijing Ganhua Law Office | Beijing | 02/2021 | Present | |
| United Securities Legal Group, Apc | Bonsall | CA | 11/2021 | Present |
| Xinde Asset Management Group | Laguna Beach | CA | 11/2021 | Present |
1. Sean Jiang Law Office, which is Jiang Jing's sole proprietorship law firm in California. Jiang Jing (Sean) has just been admitted to California Bar in Nov 2021 and opened his own boutique California law office. This is not investment related. Address: 31916 Del Cielo Este Apt. 29 Bonsall CA 92003-3920, United States. Nature of Business: Legal services. Position: sole owner and sole practicing lawyer. Relationships: No. Start Date: 24 Nov, 2021. No. of Hours: about 3 hours per month. No. of Hous during trading Hours: 0. Duties: owner, attorney, and CEO. 2. Xinde Asset Management Group, a Caliifornia corporation incorporation in Nov 2021. However, Xinde Asset Management Group is not an investment adviser or broker-dealer. This is investment related (however Xinde Asset Management Group has not applied for registration as an RIA firm). Address: 31916 Del Cielo Este Apt. 29 Bonsall CA 92003-3920, United States. Nature of Business: business consultation. Position: sole owner and Director, CEO. Relationships: No. Start Date: Nov, 2021. No. of Hours: about 3 hours per month. No. of Hous during trading Hours: 0. Duties: owner, attorney, and CEO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-28 |
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