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Cumming, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-20 |
| OH | RA | APPROVED | 2024-11-01 |
| GA | RA | APPROVED | 2022-01-04 |
| TX | RA | APPROVED_RES | 2021-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vivcap Llc | Cumming | GA | 09/2021 | Present |
| Neemtree Ephemeral Investments, Llc | Cumming | GA | 10/2020 | 03/2021 |
| Sstid | Suwanee | GA | 03/2019 | 06/2020 |
| Softoholic Systems, Llc | Cumming | GA | 09/2003 | Present |
| Ericsson | Duluth | GA | 05/2008 | 08/2017 |
| Fair Isaac Corporation (Fico) | Bozeman | MT | 10/2022 | 07/2025 |
Name of the other business: Softoholic Systems, LLC; Not investment-related; Address of the other business: 1785 Westmoorland Lane, Cumming; GA 30041; Title: President; Start date: 09/2003; Approx no. of hours/month: 16; No time spent during trading hours; Duties: Advise on software design and development.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-22 |
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