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Colin Michael O'COnnor

Capital Client Group, Inc.

Indianapolis, IN

Carmel, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-02-21
  • IN RA
    APPROVED
    Since 2025-02-21

Branch Locations

Indianapolis, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 12/2021 07/2023
Spot Indianapolis IN 07/2021 09/2021
Freight Core Anderson IN 01/2021 05/2021
Bridgestone Americas Greenwood IN 06/2019 10/2019
Rainbow Irrigation Bristol IN 05/2018 06/2018
Eddy's Neighborhood Bar And Grill Indianapolis IN 05/2017 08/2017
Capital Group / Capital Client Group, Inc. Carmel IN 01/2025 12/2025
Royal United Mortgage, Llc Indianapolis IN 11/2023 11/2024
Purdue University West Lafayette IN 08/2016 12/2020
Unemployed Indianapolis IN 09/2021 12/2021
Unemployed Fishers IN 07/2023 11/2023
Capital Group / Capital Client Group, Inc. Carmel IN 12/2025 Present
  • 12/2021 → 07/2023
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 07/2021 → 09/2021
    Spot
    Indianapolis, IN
  • 01/2021 → 05/2021
    Freight Core
    Anderson, IN
  • 06/2019 → 10/2019
    Bridgestone Americas
    Greenwood, IN
  • 05/2018 → 06/2018
    Rainbow Irrigation
    Bristol, IN
  • 05/2017 → 08/2017
    Eddy's Neighborhood Bar And Grill
    Indianapolis, IN
  • 01/2025 → 12/2025
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 11/2023 → 11/2024
    Royal United Mortgage, Llc
    Indianapolis, IN
  • 08/2016 → 12/2020
    Purdue University
    West Lafayette, IN
  • 09/2021 → 12/2021
    Unemployed
    Indianapolis, IN
  • 07/2023 → 11/2023
    Unemployed
    Fishers, IN
  • 12/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-21
S63 Uniform Securities Agent State Law Examination 2022-08-12
  • S66 Uniform Combined State Law Examination
    2025-02-21
  • S63 Uniform Securities Agent State Law Examination
    2022-08-12
Other Names
  • Colin Oconnor

View on SEC IAPD

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